Ruddy Law Office, PLLC
Thursday September 18, 2014
1225 15th Street NW
Washington, DC 20005
Tel: 202.797.0762

Recent News

  • NEWS & BLOGS: CFTC gets partial swaps rules win, must do cost-benefit analysis of Title VII rules:The federal district court in Washington, D.C. gave the CFTC a partial victory in its battle to defend its Dodd-Frank Act swaps rules against a broad legal challenge led by three swaps industry trade groups on behalf of their members.+more
  • NEWS & BLOGS: SEC’s Champ reports on SEC activity at hedge fund management seminar:Norm Champ, director of the SEC’s Division of Market Regulation, spoke before the Practising Law Institute at its 2014 Hedge Fund Management Seminar, focusing on the change in the regulatory landscape over the past four years with the implementation of the Dodd-Frank Act. +more
  • NEWS & BLOGS: SEC enforcement initiative focuses on Section 13 and Section 16 ownership report filing failures:On September 10, 2014, the U.S. Securities and Exchange Commission announced 34 enforcement actions related to failures to promptly report information about insider holdings and transactions in company stock. +more

Welcome to the website of the Ruddy Law Office, PLLC

The Ruddy Law Office, PLLC ("Ruddy Law") is a Washington, DC based boutique law firm that provides legal advice to registered investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and other members of the alternative investment community. Ruddy Law assists clients with initial and ongoing regulatory needs association with the National Futures Association ("NFA"), Commodity Futures Trading Commission ("CFTC"), Securities and Exchange Commission ("SEC"), Federal Energy Regulatory Commission ("FERC"), as well as other federal and state regulatory agencies. We have proudly offered these services since our inception in 2001.

The core client base of Ruddy Law consists of smaller brokerage and advisory firms - i.e. those firms with a single office or less than a dozen employees - that are seeking niche-oriented advice delivered with the highest quality of service. At the same time, the practice serves as legal counsel to futures commission merchants, larger investment firms, entrepreneurs from diverse industries, private equity funds, and venture capitalists. Ruddy Law also offers related business litigation services, including representation throughout civil proceedings and regulatory investigations.

Ruddy Law is a member of the Alliance of Business Lawyers, a global alliance of business law firms linked to assist in providing clients legal advice worldwide.

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CFTC Lawyer ◊ NFA Lawyer ◊ SEC Attorney ◊ FERC Attorney ◊ Forex Law ◊ Hedge Fund Law
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