Sunday December 4, 2016

Recent News

CFTC Approves Final Rule Amendments to CPO Financial Reporting Regulations

The CFTC unanimously approved certain amendments to its Part 4 regulations relating to Commodity Pool Operators (CPOs) and their financial reporting obligations. In taking this action, the Commission

Reminder to Derivatives Market Participants: Relief from Ownership/Control Rule Expires Soon

The U.S. Commodity Futures Trading Commission’s Market Oversight Division reminds CFTC-regulated derivatives market participants that their reliance on CFTC no-action letter 16-32’s relief from having

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