Monday May 30, 2016

Recent News

SEC Will Soon Prohibit Broker-Dealers from Offering or Entering into Certain Foreign Exchange Transactions

The SEC has put broker-dealers on notice that they will soon be prohibited from offering or entering into transactions involving retail foreign exchange transactions unless the transactions involve

CFTC Adopts Cross-Border Approach for Uncleared Swaps Margin Requirements

In a long-anticipated rulemaking, the CFTC issued a final rule specifying how rules requiring margin for uncleared swaps transactions apply in the cross-border context. As explained in the adopting

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